Category: FINRA

Compliance Challenges in Marketing

Marketing in the alternative investment space comes with its fair share of challenges, especially when it comes to compliance. The stringent regulations and complex approval processes often slow down marketing efforts, leaving firms struggling to create impactful messaging while ensuring adherence to compliance requirements. 

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Your Firm’s Story: Enhance the Impact  

Alternative investments are a growing market, but in a crowded marketplace, standing out is more critical than ever. Many firms struggle with crafting a compelling narrative—one that not only explains their strategy but truly resonates with financial advisors. At Marketing Intent, we specialize in bridging this gap by refining your message and ensuring it cuts through the noise. 

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How Our Series 7 Securities Licenses Benefit Our Clients 

You may think of a Series 7 Securities License as the exclusive domain of financial advisors. But can this valuable credential also benefit those of us in the marketing realm? The answer is a resounding “yes.” Let us introduce ourselves – we are Alise and Cherie, both proud holders of Series 7 Securities Licenses. Here’s why it matters.

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How to Build Relationships With Compliance 

Compliance. It’s a necessity in the alternative investments industry. And marketers are often frustrated by it, but there are ways to smooth the relationship between marketing and compliance. In this article, we’ll discuss how to up your curiosity to establish a stronger relationship with the compliance team and to make getting marketing materials approved easier. 

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Uncover the Secrets to Winning Over Advisors

Wondering how to help your firm and offerings stand out positively? Our insights can help. Subscribe now and receive a copy of our report, “How Advisors Evaluate Sponsors on Marketing and Communications.” This report will help you learn what advisors look for when choosing alternative investment partners.

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