You may think of a Series 7 Securities License as the exclusive domain of financial advisors. But can this valuable credential also benefit those of us in the marketing realm? The answer is a resounding “yes.” Let us introduce ourselves – we are Alise and Cherie, both proud holders of Series 7 Securities Licenses. Here’s why it matters.
Compliance. It’s a necessity in the alternative investments industry. And marketers are often frustrated by it, but there are ways to smooth the relationship between marketing and compliance. In this article, we’ll discuss how to up your curiosity to establish a stronger relationship with the compliance team and to make getting marketing materials approved easier.
Discover latest trends and marketing tips uniquely curated for asset managers working to engage financial advisors.
Wondering how to help your firm and offerings stand out positively? Our insights can help. Subscribe now and receive a copy of our report, “How Advisors Evaluate Sponsors on Marketing and Communications.” This report will help you learn what advisors look for when choosing alternative investment partners.
