In the first part of this blog series, we discussed the importance of building trust with your compliance team and how a positive relationship can significantly benefit your marketing operations within alternative investment firms. Part Two focuses on actionable strategies to streamline the compliance review process and how Marketing Intent can support in strengthening this crucial partnership.
For alternative investment firms, navigating the compliance landscape is often perceived as a daunting challenge. The process of getting marketing materials reviewed and approved can seem like an uphill battle, filled with potential delays and demands for revisions. However, this perspective overlooks the invaluable benefits of fostering a strong, positive relationship with your compliance team. In this two-part blog series, we delve into the importance of building trust with compliance and how such a relationship can significantly streamline your marketing efforts.
You may think of a Series 7 Securities License as the exclusive domain of financial advisors. But can this valuable credential also benefit those of us in the marketing realm? The answer is a resounding “yes.” Let us introduce ourselves – we are Alise and Cherie, both proud holders of Series 7 Securities Licenses. Here’s why it matters.
Compliance. It’s a necessity in the alternative investments industry. And marketers are often frustrated by it, but there are ways to smooth the relationship between marketing and compliance. In this article, we’ll discuss how to up your curiosity to establish a stronger relationship with the compliance team and to make getting marketing materials approved easier.
Discover latest trends and marketing tips uniquely curated for asset managers working to engage financial advisors.
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